Robster, I appreciate your legal and general aviation experience. I agree that we are pretty close on our reaction to this incident.
I would not say that my military background encourages me to be rigid and rule following. On the contrary, in my day, fighter pilots knew the rules, and spent their whole career breaking them. I was routinely over 600 KTS in the break at Oceana. That’s just a bit above the FAA speed limit of 250 below 10,000... Knew I was breaking a rule, also knew I wouldn’t get called on it.
The day that I flew a visual low approach to runway 29 at EWR in an F-14, I followed every single rule about airspeed, bank angle, etc. while talking to tower. It was their idea, so I was cleared into their Class B. There was no limit on thrust setting, however, so as I flew back out to “The Lady”, I used full AB. Everything I did followed the rules to the letter. Though, someone on the ground, and later, my Commanding Officer, might have disagreed.
You’re absolutely right to say that airlines are very rigid in adherence to the rules and procedures. It’s a necessity of the profession, in order to get the best performance out of a cockpit team that met only 45 minutes prior.
The $10,000 and suspension of license is the standard FAA fine for airline pilots when the Feds decide to take action. It sounds draconian, and it is, but it’s no different than getting a $50 ticket from your local cop. That’s the standard, then it’s up to the pilot (and his lawyer, and Union) to negotiate it down.
This pilot messed up. It may have stemmed from a personal expectation of clearance via assignment of squawk. But that personal expectation of clearance is most certainly NOT a clearance, and it is not an “expect” in the sense of subsequent clearance. “Expect” is used often. “Cleared the Newark 4 departure, maintain 2,500, expect flight level 350 10 minutes after departure” is an expect given in the event of lost communication.
That’s not the kind of “expect” that this pilot had been given.
But it’s the pilot’s reaction in this event that would earn him the big hammer from the FAA in my opinion. If there is a misunderstanding with air traffic control, a polite request/reminder, or query, on the radio will smooth things over.
Keying the mic and venting your frustration while criticizing air traffic control and yelling at them, is asking for a violation to be issued.
Controllers make mistakes. It happens. A polite prod will get you what you need. Yelling at them most certainly won’t.
I’ve had my disagreements with ATC. A polite “we will be unable” or “please say again” gets the relationship back to where it needs to be without being a jerk (as this pilot was) or getting violated (as this pilot deserved).